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The recruit will be a producing branch manager and oversee 10 advisers, according to his new employer.

The launch comes as banks and other players in the advisory industry vie for the $30 trillion in wealth that is expected to change hands in next several decades.

Here’s one reason why beneficiaries should consider setting up a life estate.

The partnership marks the second since two private equity firms infused the aggregator with capital.

The benchmark MSCI emerging markets index advanced more than 11% last year, and this year to date gained another 14%.

Learn which occasions mandate disclosure. Also, is political activity allowable at the office?

There could be a savvy person who could take over the practice among your wealthy clients.

A FINRA arbitration panel dismissed the firm's claims but charged the broker more than $11,000.

The consequences of the Fed's pullback extend well beyond the credit market.

Data and analytics-inspired conclusions are only as valuable as the integrity of the data itself and its timeliness.

Having made partner at PwC in 2004, she credits her professional success to mentors and senior managers she worked with along the way.

Without diversifying cash flows across four key categories, retirees might be taking on too much risk, Michael Kitces writes.

The recruit made the move a week after the independent firm recruited three other wirehouse teams managing more than $600 million.

Nine executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, Huntington and J.P. Morgan Chase. Find out who they are and what their new roles entail.

The regulator skips creating a fund for investors with unpaid arbitration claims, despite raising hopes that it might.

Retirees who opt to defer their Social Security and pension benefits and have no taxable income may want to sell securities outside their retirement accounts.

Create an everlasting cultural legacy for employees to make a seamless transfer.

"It's always nice when one poker player folds and it's down to two or three players," one recruiter says.

As university planning programs churn out the next generation, RIAs may want to drop by campus.

Executives at the embattled bank made clear Thursday that they are not discarding its long-standing strategy of selling additional products to existing customers.