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Advisers often use one number to determine a client’s appetite for — and ability to absorb — market risk. And that’s a problem, Michael Kitces writes.

The barred broker used $2.5 million in client funds to buy a waterfront home in Rhode Island, authorities say.

Clients should ask themselves if a remote, self-contained community fits their personality and if they want to live with other seniors.

As executives accept Trump's fiduciary rule delay, many have shifted their focus to the SEC's new reporting modernization regulation.

Education around these rules can prevent an increase in their tax bills.

Chris Harvey will oversee 420 advisers managing $110 billion in total client assets.

Planning is particularly complicated when accounting for stepparents and stepsiblings.

As executives accept Trump's fiduciary rule delay, many have shifted their focus to compliance with the SEC's new reporting modernization regulation.

With the cheapest stocks in major Asian markets, traders whipping around prices, and fewer institutional investors; the golden era is back, a manager says.

Sometimes they are bigoted. Others are rude. And some just aren’t a good match.

Having a third party administrator on your side can help appeal to current and prospective clients.

The regional firm has added at least 17 ex-wirehouse advisers in the first three months of the year.

The bank's retail brokerage operation employs 12 advisers and has approximately $780 million in advisory and brokerage assets.

Retirees who turned 70 1/2 in 2016 have until April 1 to take required minimum distributions from their tax-deferred retirement accounts.

One planner says there's no reasonable basis for a delay, while another says he can't afford all the compliance costs.

The firm's latest "industry checkup" reports declines in revenue, adviser productivity and adviser headcount.

Here’s a roundup of the best quotes and most intriguing ideas we heard at the annual convention.

Market forces have wrought changes that can't be repealed, according to champions of the rule.

He held on, even as redemptions at the Pershing Square Capital Management fund mounted into the hundreds of millions.

Tim Sloan, who rose to CEO in October, received $12.83 million, up from the $11 million he got as COO for 2015, according to a regulatory filing.