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The deal would allow Credit Suisse's U.S. advisors and clients to move to Wells Fargo Advisors by early 2016, according to a joint statement Tuesday from the firms.

The new recruits have gone over to the independent side of Wells Fargo, opening practices s in two states.

Jim Weddle, head of Edward Jones, says his firm won't develop a robo advisor, but adds that competitive pressures are pushing the entire industry to up its digital game.

For some clients in high-income tax states, incomplete non-grantor trusts may be just the ticket.

Retirees are better off having an immediate annuity than other kinds of annuities, which charge hefty fees and early withdrawal penalties; Plus, 12 common IRA mistakes to avoid.

As Cetera is shopped around by Lazard, the IBD’s advisors say they want to stay with the firm but will leave if they must.

Banks are working quietly behind the scenes to determine whether they should take the exemption that will allow them to charge commissions on retirement business.

Two new apps are trying to make finance more proactive. But that's a tall order for something perceived as a chore if not a portal into depression.

For some clients in high-income tax states, incomplete non-grantor trusts may be just the ticket.

Wealthfront's CEO predicted automation will soon dominate financial advice; the head of Betterment had advice for regulators.

A new book by advisors for advisors sheds light on transition issues facing firm principals and their successors.

The wirehouse pulled over four advisors from rivals Merrill Lynch and Morgan Stanley.

FINRA slammed the firms for failing to apply sales charge discounts to customers' purchases of unit investment trusts. Seven of the 12 were bank broker-dealers or TPM firms.

Instead of investing his clients' funds, Michael Donnelly used the money to pay for his own rent, car payments, golf club membership dues and his children’s private school tuition, the SEC said.

Bank of New York Mellon, the world’s second- largest custody bank, reported a third-quarter profit that beat analysts’ estimates as the company cut expenses to offset the impact of lower interest rates.

The community bank saw Raymond James' financial services and resources as fitting well with its customer-focused strategy.

The German bank has faced questions and criticism in recent years about its internal controls.

Assets under management at Pimco in September experienced the smallest percentage drop since co-founder Bill Gross departed.

After buying the B-D just last year, a major loss is possible as RCS looks to avoid defaulting on its debt, sources say.

They can help reduce the tax drag of required minimum distributions.