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States are creating fiscal risks for themselves by neglecting to control the costs of tax incentives for economic development, according to a new report from the Pew Center on the States.

Brown Brothers Harriman launched a suite of ETFs designed to help clients access tools and reports through a single umbrella platform dubbed ETF Connect.

Investors sent money to municipal bond mutual funds for a sixth consecutive week, though at a decreased pace.

House Republicans continued their attacks on the Volcker Rule on Thursday, arguing it was unnecessary and overly complex just a day after Federal Reserve Board Chairman Ben Bernanke signaled regulators were close to finalizing it.

Financial crises will not be a suitable excuse for oversight in suitability according to the regulator’s decision against Merrill Lynch.

Grabbing a top executive from one of the world's premier technology companies, LPL Financial has nabbed a top technology officer from Dell Inc. to help lead the independent broker-dealer's technology effort.

Charles Schwab's not the only fund firm grabbing headlines with its tech updates.

Potential tax increases influence timing and structure of gifts but not so much the amount, according to Bank of America’s study of High Net Worth Philanthropy

Morningstar today unveiled its nominees for the Morningstar Domestic-Stock Fund Manager of the Year award.

Raymond James will be instrumental in helping the program transition to fee-based business from transaction-based business.

The Board of Trustees of the Altrius Small Cap Value Fund, a series of the Northern Lights Fund Trust, has decided to liquidate the fund on December 28, according to a Securities and Exchange Commission filing.

The Office of the Comptroller of the Currency recently graded the 19 largest banks on five factors designed to gauge how well they are being run. The results are shocking.

While the retirement outlook may not be bright for many pre-retirees, those who worked with advisors were twice as likely to have accomplished at least some planning activities, according to the study.

Genworth Financial Wealth Management, a unit of Genworth Financial, hired Daniel Courtney to the newly created position of president of the asset management division.

Abraham Lincoln is one of the most notable examples of someone dying without a will. This begs the question, what happened to Lincoln’s estate after he died?

Chief financial officers of U.S. companies aren’t overly concerned about the fiscal cliff, according to a survey by Grant Thornton.

The Securities and Exchange Commission is turning over its leadership with the departure of yet another high-ranking official.

The exchange-traded funds space has had its fair share of successful launches and flameouts this year.

Schwab and Access Data, a Broadridge Financial Solutions-affiliated data management and analysis solutions provider, announced a new portal for mutual fund asset and sales data.

Chief executive officers' opinions of the economic outlook are virtually unchanged from the third quarter, according to the fourth quarter Business Roundtable CEO survey, released Wednesday.