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Hatteras Funds has added Yuri Khalif as Executive Director for the Northeastern region.
September 19 -
FSC Securities Corp., an Atlanta-based broker-dealer, announced that Eric Burton and Ron Whittingham and their practice, Megent Financial, have joined FSC from LPL Financial.
September 19 -
Lloyd C. Blankfein, chief executive officer of Goldman Sachs Group Inc., said he would invest in real estate as central banks around the world focus on avoiding deflation.
September 19 -
Franklin Resources, the parent of Franklin Templeton Investments, has agreed to acquire a majority stake in K2 Advisors Holdings, a fund of hedge funds manager, from private equity shop TA Associates.
September 19 -
Wintrust Financial Corp. plans to acquire HPK Financial Corp., the parent company of Hyde Park Bank and Trust Co.
September 19 -
Wall Street firms turned out in force Tuesday night to celebrate a political development that for some hit close to home: the one-year anniversary of the repeal of the "Don't ask, don't tell" policy for gays serving in the military.
September 19 -
Wall Street firms turned out in force Tuesday night to celebrate a political development that for some hit close to home: the one-year anniversary of the repeal of the "Don't ask, don't tell" policy for gays serving in the military. Photos: Mason Braswell
September 19 -
Scott & Stringfellow is looking to leverage its role as the brokerage for BB&T to help build out new offices in Florida and Maryland.
September 19 -
Savvy financial advisors are using social sites to differentiate themselves from the competition and to build trust and credibility. Perhaps the biggest reason for financial advisors to get involved in social marketing can be summed up in four words: Your customers are there.
September 19
FMG Suite -
The $94 billion-asset bank holding company said Wednesday it expects to add 400 jobs at its fund administration operation in Limerick, Ireland by 2017.
September 19 -
Omyen, which is based in Westwood, Mass., specializes in developing technologies for comprehensive financial planning and client education. The technology will be added to the FPA Practitioner Resource Guide, which is a directory of solutions and benefits to help FPA members build their business.
September 19 -
Delaware Valley, which is based in King of Prussia, Pa., has 24 advisors and $500 million in client assets under management.
September 19 -
Viniar, whose 12 years in the role make him the longest- serving CFO on Wall Street, will be succeeded by Harvey M. Schwartz, 48, one of three global co-heads from the sales and trading division, the New York-based bank said in a statement yesterday. Goldman Sachs will add Viniar, 57, as well as some independent directors to the 10-member board, the firm said.
September 19 -
The Securities and Exchange Commission on Tuesday charged a Chicago-based investment advisory firm with misleading investors in connection with a pair of private-equity offerings.
September 19 -
Fidelity Investments seems to be not-so-secretly building its long-awaited foray into the exchange-traded fund market out West, after hiring an executive and creating a new division in Denver.
September 19 -
Nationwide Funds has launched a new inflation-protected mutual fund, the Nationwide Inflation-Protected Securities Fund (NIFAX/NIFIX), which will primarily bets on U.S. Treasury-issued Inflation Protected Securities.
September 19 -
A greater number of Americans believe that their personal finances and the economy are in better shape than they were a year ago, according to a new survey from a unit of JPMorgan Chase.
September 19 -
Palmer Square Capital Management this week added a merger arbitrage manager to its growing stable of alternative funds.
September 19 -
The Alternative Strategies Mutual Fund, a series of Northern Lights Fund Trust II, has bid farewell to a quartet of subadvisors, according to a Securities and Exchange Commission filing.
September 18 -
What are mainstream media publications writing about the wealth management industry: A look at tax hikes (and tax cuts); college savings; the Fed's attempt to boost the economy; what should entrepreneurs know about estate planning; and how good are your planner's credentials?
September 18





