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One of Wells Fargo Advisors former brokers has won $6.83 million in an arbitration dispute after alleging he was wrongfully terminated and defamed by the firm after cooperating with a regulatory investigation.
July 11 -
Financial advisors who position themselves well by be being frequently seen in the public eye -- either in print, on TV, on the radio or writing online columns likes this one -- can build the perception that they're professionals who can be trusted.
July 11
Impact Communications -
A hedge fund services unit of Citigroup in Bermuda has become the latest in a line of third-party middle- and back-office service providers to be sued by the trustee liquidating Bernard Madoff's firm to recoup collect funds for disgruntled investors.
July 11 -
Great-West Life & Annuity has hired Joe Greene as chief marketing officer, a new position at the firm. Greene reports to President and Chief Executive Officer Mitchell Graye.
July 11 -
John Hancock Financial Network already serves 2,000 financial advisers and independent broker-dealers who do business with 401(k) plans across the United States, to date, John Hancock's 401(k) support has been limited to access to asset managers. Further, John Hancock never branded its name on its defined contribution platform, instead allowing advisers to use their own.
July 11 -
Working as both a financial planner and a business consultant allows Phil Dyer, founding principal of Dyer Financial Advisory in Towson, Md., to serve his clients many needs.
July 11 - PH
One of Wells Fargo Advisors former brokers has won $6.83 million in an arbitration dispute after alleging he was wrongfully terminated and defamed by the firm after cooperating with a regulatory investigation.
July 11 -
The new route will lower trading speeds between those two cities and also allow banks, hedge funds, brokers and other financial services institutions to execute trades faster with exchanges in Zurich, Milan, New York and Chicago that are also connected to the Level 3 network.
July 11 -
Many consumers don't know what near-field communication is, but the services the technology enables are becoming quite popular. That puts an onus on mobile payments projects that use NFC to move beyond disputes over revenue and other issues.
July 11 -
After months of complaints to Congress about overzealous examiners, frustrated community bankers took the matter one step further on Friday by pressing a House panel to pass legislation that would force regulators to be more lenient.
July 11 -
Euro Pacific Asset Management has launched the EuroPac Hard Asset Fund, a new investment product designed to mitigate against inflation and the dollar devaluation.
July 11 -
Late last year, prominent banking analyst Meredith Whitney warned investors that between 50 and 100 municipalities were headed for default and that the carnage would cost investors hundreds of billions of dollars. But at the midway point of 2011, that's hardly been the case.
July 8 -
American workers lapsed into investing inertia after the market collapsed in 2008, but standing still actually benefited many and helped their workplace retirement plan balances rebound by 31% between 2007 and 2010, Vanguard said.
July 8 -
After a strong start in the first four months of 2011, exchange-traded funds and mutual funds both saw cash flow out of products that invest long-term in stocks at the end of the second quarter.
July 8 -
The John Hancock Investor Sentiment Index fell four points in the second quarter to 18, down from 22 in the first quarter, when John Hancock debuted the index.
July 8 -
Euro Pacific Asset Management has launched the EuroPac Hard Asset Fund¸ designed to mitigate against inflation and the dollar devaluation.
July 8 -
After reaching its highest point since the beginning of the recession, 46.7 in June, the RBC Consumer Outlook Index retreated by three points to 43.7 in July.
July 8 -
After rising in the first quarter, The Conference Board Measure of CEO Confidence retreated sharply in the second quarter to 55, down 12 points from 67. While still above 50, which reflects a more positive than negative outlook, the reading seems to indicate chief executive officers are bracing for slower growth.
July 8 -
American workers lapsed into investing inertia after the market collapsed in 2008, but standing still actually benefited many and helped their workplace retirement plan balances rebound by 31% between 2007 and 2010, Vanguard said this week.
July 8 -
SIX Swiss Exchange and Liquidnet said Thursday they had launched a trading platform that will allow global financial institutions to draw on five previously untapped European markets in finding buyers or sellers.
July 8




