Bank Advisor

The forced merger with rival UBS was "the best among bad solutions."

Which bank wealth management execs are at the top of their game, and how are they coping in the age of coronavirus?

The banking tech trends that will dominate 2020

Submit now for Bank Investment Consultant’s annual ranking of the best of the best in bank wealth management.

Career-switchers may think becoming a financial planner is an easy transition, but done improperly can pose dangers to themselves and clients.

The biggest bank merger in 10 years makes a lot of sense at the top levels, but some advisors may find their new home restrictive, an observer says.

Brokerage firms have been filing more lawsuits against former employees over alleged violations of non-solicitation agreements.

Douglas P. Simanski allegedly told clients he would invest their money in a “tax-free,” fixed-rate investment, a rental car company and a coal mining firm.

Researchers from top business schools studied arbitrator selection, as shown in nearly 9,000 cases filed by clients over a 27-year span.

A petition to vacate the award was denied by a federal judge.

The holidays must be coming soon because BIC is working on its annual ranking of top bank advisors.

Helping clients navigate the complexities of tax reform is even more of a priority.

Investment firm blamed fat finger error for 90% decline when losses were really due to poor trading.

The boutique wealth manager has been aggressively courting top brokers.

The rep accepted two loans while employed at Robert W. Baird and later neglected to disclose them to Citigroup Global Markets, FINRA claimed.