Clearinghouses/custodians

The custodian has restructured the way it services RIAs and plans to scale.

New digital integrations with CAIS and iCapital make it easier for independent advisors to access private equity and hedge funds.

The company’s new self-guided tool will generate a plan for clients in as little as 15 minutes.

The regulator charged a $1.4 billion hybrid firm over disclosure of its cash sweep arrangements with its clearing firm.

We need to let go of the idea that everyone should own and trade stocks. Some people are emotionally unfit to do so.

As consolidation reshapes the market, the custodian sees an opportunity to attract tech-forward and multi-custodial firms.

The firm’s growth plans come as the industry experiences a new wave of consolidation among custodians and fintechs.

The firm is still determining which other pieces of technology it will retain after acquiring its rival.

He's the second executive to depart the custodian in the past two weeks.

A former engineer claims he was “routinely harassed and discriminated against” by the custodian and its management.

“Overall there were not many positive data points to hang your hat on,” according to analysts. Advisor headcount, net interest income and assets were down.

The firm's new suite of eight low-cost ETFs include two funds that are no-fee.

The acquisition, set to close later this year, will create a behemoth among custodians.

The firm experienced record call volumes earlier this year.

Approximately 450 RIAs custody with Folio, which has $11 billion in assets.

The demand is there but it isn’t easy to pull off, according to one custodian that’s already done it.

An RIA platform launched by compliance professionals is growing by offering a smaller home for wirehouse and reverse breakaways, Advisory Services Network COO Cindy Halpern explains in an episode of Financial Planning’s Podcast.

Even as Schwab, TD Ameritrade and E-Trade attract billions in new assets, company cash yields suffered from Fed cuts.

The clearing and custody giant isn’t saying which company paid it a notable breakage fee this quarter.

There’s more money at stake when executing trades in current market uncertainty.