Compensation
Compensation
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Fewer than half of advisors are happy at their current workplaces.
May 3 -
As Columbia Threadneedle’s head of North America marketing, Leslie Walstrom is focused on elevating the division beyond the traditional sales support.
May 3 -
As she advanced in her career, Franklin Templeton's Dina Ting had many mentors who helped her navigate challenges.
May 3 -
The first of her family to work in financial services, Dina Santoro leads the strategic product and marketing agenda for Voya Investment Management.
May 3 -
In a bid to further enhance its capabilities for advisors, the firm is also slashing ETF transaction fees on select funds later this year.
May 3 -
The new recruits signed on with the firm’s independent and employee broker-dealer units.
May 2 -
Since joining Mackay Shields as an investment management assistant 46 years ago, Lucille Protas is now president, executive managing director and COO.
May 2 -
Since making the decision to join Jeffrey Gundlach at DoubleLine, Luz Padilla now oversees a 16-person team with nearly $9 billion in AUM.
May 2 -
Since starting her career at Vanguard more than a decade ago, Denise Krisko has launched her own sub-advisory business that manages $4.5 billion.
May 2 -
Evolution Financial Advisors has grown to 86 advisors with $2.6 billion in client assets under Securities America.
May 1 -
The No. 1 IBD also nominated a new board member and tapped key executives for advisor support and government relations.
May 1 -
Advisor headcount reached 2,160 advisors for the first quarter, up a net 43 from the year-ago period.
May 1 -
One custodian is testing the technology in its marketing efforts and anticipates its advisors may — eventually — decide to follow.
May 1 -
As director of AllianceBernstein’s emerging markets debt strategies, Shamaila Khan oversees the management of the platform’s portfolios.
May 1 -
As chief research strategist and portfolio manager at AlphaSimplex, Kathryn Kaminski is involved in the oversight of $6 billion in investment products.
May 1 -
Amid all available career paths, “I think [asset management] just found me," said Julie Genjac, managing director of strategic markets at Hartford Funds.
May 1 -
The firm said earlier this year that it would deepen cost cuts.
May 1 -
The advisors are the newest additions to the firm’s expanding brokerage ranks.
April 30 -
Independent Financial Partners aspires to be a “very, very small agent for change.”
April 30 -
It's vital that planners recognize how women's planning needs are different from men's — while being careful not to lump them into a singular group.
April 30



















