CEO Sergio Ermotti said UBS had begun to cut costs following the merger of the U.S. and international wealth management divisions.

It is the latest example of how companies are facing pressure to discipline individuals who have abused their position to obtain sexual favors or committed acts of violence and bullying.

The bank promoted Denver’s regional leader of the business to oversee all aspects of Ascent Private Capital Management nationwide.

The firm achieved a record 7,719 independent and employee advisors in the second quarter.

Seniors need to be mindful of enrollment deadlines with Medicare.

Compensation related to financial advisor recruiting fell 22% for the second quarter.

Wealth Enhancement Group would grow to nearly 70 advisors nationwide under its second major purchase of the year.

The firm is looking beyond aggressive recruiting efforts that have netted 73 new advisors year-to-date.

Banking scandals are playing only a small role in advisor attrition, the firm says.

Advisors should be scrutinizing vendors to find partners who share similar organizational values.

Congress is considering a proposal that would allow small companies to create a multiple-employer retirement plan to enable workers to build savings.

The typical tax-deffered savings account can easily hit $1 million — mathematically speaking.

Failing to monitor reinvested dividends could boost their tax bills.

More than two-thirds of retirees are making this mistake because they don't have a sustainable withdrawal plan, according to a new study.

Firms are doubling down on efforts to boost the ranks of women advisors.

The regional broker-dealer has stepped up its expansion this year.

Jack Brod, the chair-elect of the board of directors, plans to heighten enforcement efforts to ensure CFPs are consistently acting as fiduciaries.

The firms with the highest percentage growth year-over-year are cutting their head counts and fueling the record level of M&A deals.

John and Cary Kortze opened Steward Partners' 16th branch office.

Advisor attrition is up at the beleaguered firm, but it doesn't have to be.