The Massachusetts senator is struggling to get data that shows how bad sexual harassment might be on Wall Street.

The firm also opened a new office in Lancaster, Pennsylvania.

Financial planning professionals tell us sexual harassment is pervasive. Can that change?

Clients have to change their retirement goals and strategies over the years, starting off heavily in stock allocation while in their 30s.

The wirehouse exodus continues, as a team of Wells Fargo advisors jumps ship for the independent firm.

Although their products have won on returns, nearly all the new jobs have gone to men since 2015.

Many are unaware that they are responsible for a majority of their medical expenses, aside from premiums and coinsurance costs.

Advisors may be upset due to the high-handed attitudes of the larger firms, but pulling down six zeroes a year can offset a lot of irritation, says On Wall Street’s annual recruiters roundtable.

Clients who think they have lost their retirement assets are advised to seek help from the Labor Department or nonprofit pension counseling centers funded by the Department of Health and Human Services.

Two-thirds of firms don't know how to attract young people, a new survey reports.

The “breadth and depth of relevant resources” from the home office serve as a critical differentiator, Cerulli says.

The commission's new risk alert focuses on fees and expenses and amplifies its focus on disclosures and compensation structures.

"If our profession truly cares about the well-being of our clients to the extent that the profession professes, then we need to swing this pendulum in the other direction," Elwyn says.

Assets topped $6 trillion as investors continue to move money into passively managed funds.

Fraudsters call seniors and get them to provide their Social Security number or pay a "processing fee" for the new Medicare card.

Tom Thives, a 34-year industry veteran, will head up the firm’s offices in New Jersey.

The firm pulled in 11 new advisors in the first quarter of 2018, building on the 65 brokers hired last year.

Life changes, like a child entering college or changes made to retirement goals, can leave serious gaps in financial plans.

Seniors who are retired or approaching retirement are advised to weigh their options carefully before deciding on how much income to draw from their portfolio