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The cuts are said to range across several businesses in the group.
August 23
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The founding partners spent a combined 54 years with the No. 6 IBD before launching the fee-only firm.
August 22
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The former MetLife advisors had affiliated with three different IBDs over four years amid the increasing consolidation in the space.
August 22
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The advisors decided to join the firm following a meeting with Raymond James' leadership in St. Petersburg.
August 22
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Soon after shuffling C-suite, the independent broker-dealer brings on nine advisors while it continues hunt for a new CFO.
August 22
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Merrill Lynch’s head count isn’t suffering, but some regional BDs have grown by thousands in the past five years.
August 21
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Planners have been leaving bank-backed firms in droves in search of what they say is greater freedom and flexibility.
August 21
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The firm’s most recent hires are 2 advisors overseeing more than $550 million in client assets.
August 20
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The Advisor Group IBD acquired Capital One’s in-branch brokerage unit last month, but it hasn’t stepped away from traditional recruiting either.
August 20
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FINRA released internal data in the regulator’s first-ever such report, highlighting changes in the wealth management space.
August 16
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Two wirehouse veterans are the latest to join a fast growing independent firm.
August 16
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The boutique wealth manager has been aggressively courting top brokers.
August 10
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The regional BD's three hires come from Wells Fargo and Ameriprise.
August 9
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The firm promoted two insiders: David Sliney and Jim Marischen.
August 8 -
The independent robo is now offering advisors paperless account rollovers for clients that can be completed in a minute.
August 8
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The senior executives joined their former chief at Cresset Capital Management’s newly formed multifamily office.
August 7
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The firm, which has opened five new offices and acquired a firm this year, is putting another familiar face on its executive committee.
August 7
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A younger cadre of managers led by new President Jonathan Gray is moving up.
August 3
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The firm’s partners met while employed as advisors at Merrill Lynch, and later switched to Wells.
August 2
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One of the firm's two new executives is a wirehouse veteran who started her career at Merrill Lynch in 1990.
August 2
