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The brokerage firm promoted one of its own to replace a retiring senior vice president, while picking up two branch managers from rival firms.
June 22 -
Eleven executives were tapped this year to lead wealth management and related investment services groups at Key Private Bank, Regions Bank, U.S. Bank, Wells Fargo Private and Wilmington Trust. Find out who they are and what their new roles entail.
June 22 -
Sandra Pierce will assume her role once Huntington completes its acquisition of FirstMerit.
June 22 -
Some call it 'relentless,' but scouting for the best candidates has resulted in a better array of services from the industry's top firms, says leading recruiter Mark Elzweig.
June 22
Mark Elzweig Co. -
Also, J.P. Morgan saw a team managing $300 million in client assets go independent.
June 20 -
Three industry veterans – one with more than four decades of experience – oversaw more than $205 million in client assets, according to Raymond James.
June 20 -
The wirehouse's latest hires will support client development and strengthen product delivery, according to Morgan Stanley.
June 17 -
Pimco's $1.5 trillion in assets under management are down 25% from a high of $2 trillion in the first quarter of 2013.
June 17 -
Former Edward Jones advisor says he left for the freedom to own and market his own eponymous firm as he wishes.
June 16 -
Is it time to try for another target market? Or just become a generalist? Forsaking current branding and marketing should not be taken lightly.
June 16 -
Some wirehouse branch managers have made the transition to the independent channel, but doing so takes careful planning, experts say.
June 15 -
The new recruits are opening a new office for the independent firm.
June 15 -
The branch is staffed by 22 advisers, most of whom are recent recruits from Credit Suisse.
June 15 -
Robert Cook, an attorney and former SEC director, will have to help the regulator navigate complicated matters , from calls for an industrywide fiduciary standard to heightened congressional scrutiny.
June 14 -
The Gryphon Group generated $1.3 million in production before leaving the wirehouse.
June 13 -
Robert W. Cook will replace Richard Ketchum, who announced his retirement last year.
June 13 -
As social investing has broadened its horizons, returns have also improved, says Matt Papazian, CIO of Cardan Capital Partners.
June 9 -
Hiring young planners is one thing but keeping them happy is another.
June 9 -
The brokerage firm also added new members to its asset management team.
June 9 -
William Heinzerling, who has led Stifel’s fixed-income business since 2009, is leaving the firm, according to people with knowledge of the matter.
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