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The Canadian bank's U.S. brokerage landed two brothers who spent a decade working for the regional broker-dealer.
August 10 -
Eric Sanderson joined the bank from Ascent Private Capital Management, the ultrahigh-net-worth business of U.S. Bank.
August 7 -
Recruits with a combined $3.3M in production leave Morgan Stanley and Ameriprise, bound for the Swiss-owned brokerage.
August 7 -
A Hilliard Lyons wealth manager goes the route of independence after spending than a decade in the employee channel.
August 7 -
A team managing over $200 million is the second move this month between the two wirehouses.
August 6 -
Wells Fargo adds three recruits, including one from Morgan Stanley, to grow its independent channel.
August 5 -
A former Wells Fargo FiNet affiliate has signed on with Raymond James' independent broker-dealer.
August 4 -
XYPN co-founder Alan Moore moves his RIA to Abacus Wealth Partners as part of the deal.
August 4 -
While the group moves between wirehouses, Morgan picks up more recruits from Barclays.
August 4 -
Since last month, Morgan Stanley has lost about a dozen advisors overseeing more than $1.6 billion in client assets to rival wirehouses and regional B-Ds.
August 3 -
A one-time investment specialist interacts with enough advisors to make the switch to branch management.
August 3 -
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Swiss firm recruits a three-advisor team with more than $400 million in assets after losing over a dozen advisors to rival wirehouses in July.
July 30 -
According to recruiter Mark Elzweig, the bank's response to scandals in Europe changed how advisors were paid, turning a once-promising boutique into a radioactive operation.
July 29
Mark Elzweig Co. -
More defections hit the British bank's wealth management unit as it nears its deal to merge with Stifel.
July 29 -
Advisors keep slipping away from the regional brokerage while it waits to merge its operations with Stifel.
July 29 -
Three wirehouse advisors switch to the super regional's employee channel.
July 29 -
The regional brokerage picked up eight advisors for their employee and independent channels.
July 29 -
The group is the latest to defect from the British bank's wealth operation before its impending sale to Stifel.
July 28 -
Merrill has lured away other big producers from rival wirehouses in recent months.
July 28







