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An advisor at RBC has been promoted and will oversee six wealth managers.

A wealth manager with 30 years of experience left Citigroup Global Markets to join the year-old Lebenthal Wealth Advisors as a producing branch manager.

Two advisors left Barclays to join regional bank First Republic.

The top regulator of mutual funds, private equity and hedge funds at the U.S. Securities and Exchange Commission will step down later this month.

The seven-member group left Morgan Stanley to join Wells Fargo.

Raymond James lured away a Morgan Stanley advisor managing more than $85 million in client assets.

Seth Barnes was promoted to oversee 10 branch offices at the wirehouse.

Two advisors left Wells Fargo to join Stifel.

Landing a leadership role in the financial industry takes years of experience and an impressive resume. But it also takes poise, polish and the ability to captivate a room. Think of it as stage presence for the business world.

An advisor managing more than $188 million in client assets joined Raymond James & Associates.

The firm hired the former CEO of Source Capital Group as a regional manager.

Eric R. Ervin didn't take long to make a decision to leave Morgan Stanley and co-found San Diego, Calif.,-based ETF provider Reality Shares. Ervin recounts some of the challenges that he faced from the beginning of the venture and how he was able to overcome his self-doubts.

Bill Gross said he was fired from Pimco, the first time he’s publicly confirmed that he was dismissed from the firm he co-founded in 1971.

Bill Gross said he was fired from Pimco, the first time he's publicly confirmed that he was dismissed from the firm he co-founded in 1971.

Raymond James lured away a UBS advisor managing more than $120 million in assets.

An Edward Jones advisor managing more than $114 million in client assets joined the Raymond James independent channel.

Two advisors left RBC to join Raymond James' employee channel.

Stifel Nicolaus lured away a 36-year veteran advisor from RBC.

The CFP Board has launched a new online portal intended to serve as a resource for people looking to start a career in financial planning.

An advisor managing $215 million in assets left Merrill Lynch to join the regional firm.