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Raymond James' independent broker dealer lured away two advisors producing $1.85 million from Morgan Stanley.
December 17 -
JPMorgan Chases asset-management unit promoted Robert Stark to head of strategic relationships, replacing Lee Beck, who left for BlackRock last month.
December 17 -
Well Fargo Private Bank in San Francisco has named Erik Davidson as chief investment officer.
December 16 -
An advisor joined BB&T Scott & Stringfellow to become the firm's latest wirehouse recruit.
December 16 -
With nearly 16,000 firms managing $2.4 trillion in assets, Cerulli predicts the RIA industry will capture 28% of retail investor assets by 2018.
December 16 -
Raymond James & Associates lured away a wirehouse team with $116 million in AUM.
December 16 -
The wirehouse named former football pro and advisor William Thomas to head the firm's San Francisco complex.
December 15 -
RCS Executive Chairman Nicholas Schorsch and two other top executives resigned from American Realty Capital Properties.
December 15 -
A Wells Fargo team left the wirehouse to join Raymond James & Associates.
December 15 -
An advisor managing $181 million in assets left Morgan Stanley for the Swiss firm.
December 11 -
Lebenthal picked up an RIA that oversees $250 million in assets, as well as a team of two advisors in New York.
December 10 -
Mega teams spend months, sometimes years, in the effort to find a new home and transition their oversized books.
December 10 -
Mark Evans will provide investment advice to clients of Ascent Private Capital Management. He is the second managing director of investments to join Ascent's Minneapolis office.
December 10 -
Raymond James & Associates recruited an advisor managing more than $191 million in assets from regional rival Stifel.
December 9 -
The wirehouse brought over five advisors from UBS and Citi Personal Wealth Management.
December 8 -
The team, known as Madison Street Financial Group, generated $3.5 million in annual revenue.
December 8 -
The resignation comes in the wake of the apparent suicide in October of David Zier, Convergent's chief executive.
December 8 -
An advisor team generating $6.7 million in annual revenue has left J.P. Morgan Securities for Raymond James & Associates.
December 8 -
A new addition to Raymond James & Associates helps further the firm's growth plans.
December 8 -
Two Raymond James advisors joined Ameriprise; one went to the employee channel, the other moved to the firm's independent side.
December 8








