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Advisors needs and wants are moving targets and mutual fund wholesalers must constantly adjust to if they want to hit the bullseye.
June 25 -
Mercer has made three senior-level appointments to its global investments and retirement units in Europe and in the emerging markets.
June 24 -
A South Florida man charged with running a $13.6 million scam involving nonexistent shares in companies including Facebook and Groupon was sentenced to 11 years in prison.
June 21 -
Classes may be coming to an end for millions of students this month but it is just beginning for one BlackRock executive.
June 21 -
T. Rowe Price Group has added former U.S. Senator Olympia Snowe (R-ME) to its board of directors.
June 21 -
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The addition of three sales directors in Miami, West Palm Beach and San Francisco are part of the wealth managers long-term campaign to boost its sales force by 50% by 2014.
June 21 -
After seven years with another independent broker-dealer, an Omaha, Neb,. team has returned to Securities America.
June 20 -
Christian Thwaites has stepped down as president and chief executive officer of Montpelier, Vt.-based Sentinel Asset Management to pursue other opportunities, according to the firm.
June 19 -
State Street Global Advisors, the investment research and trading arm for Boston-based State Street, said it will lose Global Equities CIO Alistair Lowe as it plans to transition toward combining various investment disciplines.
June 19 -
Paul Jablansky, the head of structured products at fixed-income manager Western Asset Management Co., has left the unit of Legg Mason.
June 19 -
Leawood, Ka.-based Montage Investments has been busy lately adding more sales executives, assets and a new mutual fund to boot.
June 18 -
The TCW Group has added Joseph Carieri as head of U.S. institutional distribution and marketing, responsible for all marketing activities and initiatives related to the institutional investor community.
June 17 -
A new Portland, Ore.-based investment shop has bagged its first sub-advisory mandate courtesy of its affiliate.
June 15 -
Delaware Investments has added Steven Landis as an emerging markets debt portfolio manager to the firms total return fixed income group. Landis comes to Delaware Investments from FH International Asset Management, where he was a PM for emerging markets debt strategies.
June 14 -
Franklin Resources yesterday announced that Charles Johnson will retire as chairman of the board and director, effective June 13. In his stead, the firm's board of directors approved the appointment of his son, Gregory Johnson, as chairman and he will continue in his roles as president and chief executive officer.
June 14 -
BNY Mellon Investment Management has hired Andrew Provencher as Head of U.S. Retail Sales, a newly created role in which he will be responsible for leading all sales and relationship management through the Dreyfus platform focusing on national wirehouse firms, Registered Investment Advisors, independent broker-dealers and private banks.
June 13 -
RidgeWorth Investments is beefing up its sales team with the addition of Christopher Danos, Scott Goldberg and Mallory Carr.
June 11 -
Huntington, NY-based Catalyst Capital Advisors has added George Amrhein as Director of Business Development to build upon the firms key distribution relationships and manage the continued expansion of its lineup of mutual funds.
June 11 -
Prudential Real Estate Investors has added Michael Gallagher as a director and portfolio manager to its global real estate securities team.
June 11
