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Robert W. Baird & Co. has hired Morgan Stanley Smith Barney executive Mark T. Stevanovic to open the firms first wealth management office in Maine.
March 9 -
J.P. Morgan Worldwide Securities Services has hired Stephanie Miller as global head of the alternative investment services business. In this new role, Miller will oversee strategy and direction for the Private Equity & Real Estate Services and Hedge Fund Services at WSS.
March 9 -
J.P. Morgan Worldwide Securities Services has hired Stephanie Miller as Global Head of the Alternative Investment Services business.
March 8 -
imensional Fund Advisors has appointed Steve Clark, formerly head of portfolio management, as head of the North American Institutional group. He replaces Dave Schneider, who is retiring.
March 8 -
The new hire, Joseph Zidle, guided investing strategy for almost $2 trillion in individual investor assets in his prior role.
March 8 -
Santa Fe, N.M.-based Thornburg Investment Management has promoted Rob McInerney, formerly a regional consultant, to the role of national sales manager, effective March 1. He will also assume the role of president of Thornburg Securities Corp., succeeding Jack Gardner in both positions.
March 8 -
The Investment Company Institute has promoted Kathleen Joaquin to the position of chief industry operations officer, replacing 25-year veteran Donald Boteler, who retired earlier in the month.
March 8 -
Santa Fe, NM-based Thornburg Funds has promoted Rob McInerney, formerly a regional consultant, to the role of national sales manager, effective March 1. He will also assume the role of president of Thornburg Securities Corp., succeeding Jack Gardner in both positions.
March 7 -
San Francisco, Calif,-based Callan Associates, an investment consultant, has hired Benjamin Taylor as vice president, responsible for investment structure reviews, fee analyses and record keeping searches.
March 7 -
The Investment Company Institute has promoted Kathleen Joaquin to the position of Chief Industry Operations Officer, replacing 25-year veteran Donald Boteler, who retired earlier in the month.
March 7 -
Citi Private Bank has hired two executives from Wells Fargo to serve as law firm group private banker and foreign exchange investment specialist.
March 7 -
Huntington Asset Services, Inc. a wholly owned subsidiary of Huntington Bancshares Incorporated, has appointed Joseph Rezabek as president of the company. Rezabek hails from Citi Fund Services, where he was managing director and head of North American Fund Services.
March 7 -
JPMorgan Asset Management has hired Richard Gray as managing director and institutional client advisor, based in New York and focused primarily on corporate defined benefit plans and public fund retirement plan clients. This is a new position reporting to Andrea Lisher, East Team Lead for Institutional Advisory Sales at JPMorgan Asset Management.
March 7 -
Symetra Investment Services, Inc., the broker-dealer registered investment advisor arm of Symetra Financial Corporation, has hired John Forrest to serve as director of business development, responsible for managing relationships, development advisors and managing sales.
March 7 -
Symetra Investment Services, Inc., the broker-dealer registered investment advisor arm of Symetra Financial Corporation, has hired John Forrest to serve as director of business development, responsible for managing relationships, development advisors and managing sales.
March 6 -
J.P. Morgan Asset Management has hired Richard Gray as managing director and institutional client advisor, based in New York and focused primarily on corporate defined benefit plans and public fund retirement plan clients. This is a new position reporting to Andrea Lisher, East Team Lead for Institutional Advisory Sales at J.P. Morgan Asset Management.
March 6 -
AXA Equitable has hired Amy Radin to the new position of senior executive vice president and chief marketing officer.
March 6 -
State Street Corporation has appointed Dick Taggart to the post of head of Middle Office Outsourcing Operations across North America for the companys investment manager services business.
March 5 -
Three advisors from Merrill Lynch have left their posts to form COVA Wealth Management, a subsidiary of Raymond James Financial Services.
March 2 -
Mutual of Omaha has named Seth Friedman to serve as 401(k) national sales director. He takes over for Michael Ziccardi, who left the firm in December to join Rekon Intelligence, which works with advisors to help them build out their businesses.
March 2


