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Julian Pick, co-manager of two Janus Group international mutual funds, is leaving at the end of the month, Rocky Mountain News reports.
September 9 -
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MINNEAPOLIS - Sen. John McCain is the better choice for the financial services industry not for what he would do as president, but rather for what he would refrain from doing, GOP lawmakers said here this week during the Republican National Convention.
September 8 -
Bob Tuszynski has joined UMB Fund Services as senior vice president and director of distribution services. One of his key responsibilities is to market Total Distribution, which helps fund companies pinpoint their most profitable sales intermediaries through customer relationship management. UMB also offers other marketing and sales distribution support services.
September 8 -
PIMCO has named Mohamed El-Erian chief executive officer, a position he currently shares as co-CEO with Bill Thompson, who will be retiring at the end of the year.
September 5 -
Pioneer Investments has selected Brian E. Stack as manager of the Pioneer Growth Opportunities Fund. A 21-year veteran of the mutual fund industry, Stack has specialized in small- and mid-cap growth.
September 5 -
Catherine J. Weatherford has been named president and chief executive officer of NAVA, the Association for Insured Retirement Solutions, based in Reston, Va.
August 25 -
Forward Management has hired Jeffrey P. Cusack as president. J. Alan Reid, Jr. will remain chief executive officer, focusing on strategic direction.
August 19 -
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After months of vacancies, Chairman Christopher Cox finally has a full slate of commissioners to work with at the Securities and Exchange Commission.
August 5 -
Troy A. Paredes was sworn in Friday afternoon as the newest commissioner of the Securities and Exchange Commission by SEC Chairman Christopher Cox.
August 4 -
The board of directors at The Vanguard Group Inc. has elected F. William McNabb III as its chief executive officer.
August 4 -
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Luis A. Aguilar, a former partner at McKenna Long & Aldridge LLP in Atlanta, was sworn in as a member of the Securities and Exchange Commission on July 31.
August 1 -
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GAMCO Investors announced today its appointment of Jeffrey M. Farber as executive vice president of finance/corporate development and chief financial officer.
July 25 -
In his last public appearance as a member of the Securities and Exchange Commission, Commissioner Paul Atkins said that, with regards to shareholder rights, the agency would be wise to continue to respect the principles of federalism and avoid the temptation to exceed the limitations on its authority delegated by the Congress.
July 23 -
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U.S. Bancorp has named William Benjamin as CEO of U.S. Bancorp Investments Inc. and U.S. Bancorp Insurance Services LLC.
July 16