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The 7,700-advisor IBD network hasn’t been as active in recruiting as its rival lately — but it’s holding on to a portion of the major enterprise.
November 1
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The group opted to join the corporate RIA at the Ladenburg IBD with an eye toward greater independence with some outsourced tasks.
November 1
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The firm is working hard to lure advisors away from its larger rivals, said CEO Ronald Kruszewski.
November 1
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The executive must attend to a close family member who has recently learned of significant health challenges, a spokeswoman says.
October 31
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It’s the second big hiring announcement by the regional BD within the past week.
October 30
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The No. 1 IBD’s major spending on recruiting, technology and organic growth is yielding big returns.
October 30
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Russell Goldsmith plans to be “quite active” after handing over the top job to his successor in three months.
October 29
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The group includes several industry veterans, one of whom has 50 years of industry experience.
October 29
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The No. 1 IBD poached two more teams from the largest firm in rival network Cetera Financial Group.
October 25
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The team, which already has $3.5 billion in AUA, will service bond requests of any type from Arkadios Capital’s advisors.
October 25
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The firm has streamlined its leadership structure and overhauled its marketing strategy.
October 25
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Kelly Coffey will succeed Russell Goldsmith as CEO of City National, a Los Angeles-based unit of RBC.
October 25
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Many of the new hires are A.G. Edwards veterans.
October 24
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“High-touch” support, technology and firm culture played a part in career changes for seven advisors.
October 16
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The practice transitioned in a week in which 15 advisors joined their new firm in three separate moves.
October 15 -
The former J.P. Morgan Securities team includes an industry veteran with 33 years experience.
October 12
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The brokers moved their practices to rival firms Ameriprise and William Blair.
October 10
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The regional BD has added three new advisor teams to its ranks, as well as a head of equity and institutional middle markets.
October 10
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Sterne Agee changed its name after Stifel sold the firm in 2016 to INTL FCStone for about $50 million.
October 9
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Jason Holland is the latest broker to leave the troubled wirehouse.
October 9
