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In a tense back and forth with lawmakers, the embattled CEO pushed back on claims that the bank still pressures employees to hit sales targets and retaliates against those who speak up.
March 12 -
Ex-advisor Dawn Bennett, who allegedly dabbled in voodoo-type witchcraft, was found guilty by a federal jury of defrauding investors.
October 17 -
Darrell Smith stole $2.4 million from his clients to fund bio-energy companies.
October 12 -
The scheme involved paying cash kickbacks to a former Barclays and Stifel advisor who worked on the wealth syndicate desk.
October 1 -
More trouble for the embattled company.
September 10 -
Investment firm blamed fat finger error for 90% decline when losses were really due to poor trading.
August 27 -
The client relationship manager is now on a leave of absence, according to Merrill.
August 23 -
It is the latest example of how companies are facing pressure to discipline individuals who have abused their position to obtain sexual favors or committed acts of violence and bullying.
July 26 -
The funds allegedly paid for summer camp fees and a 1976 Corvette.
July 25 -
Many of the employees who were dismissed worked in the firm’s brokerage unit, according to the allegations.
May 8