Data and information management

Asset managers stand to gain from an SEC-approved ETF structure since “selection of securities is the intellectual property for which they are paid fees.”

Financed by their personal savings, the team behind the machine-learning fund have harnessed their engineering acumen to invest in developed markets.

A stroll down the corridors at professional gatherings is always a good idea. Here are ways to have the most fruitful conversations.

Take snafus from other financial institutions as fire drills to stress test your third-party providers.

While the agency has publicly detailed key focus areas, some planners still don't know how it evaluates firms.

At this stage it's not an actual data breach, but it could become one.

The Massachusetts senator asked Richard Fairbank in a letter why the bank didn’t detect the breach for nearly four months and how it plans to prevent future cyber intrusions.

FinApps has filed a lawsuit that claims the data aggregator swiped its proprietary software, according to its lawyer Marc Kasowitz.

The industry is embracing new technology, big data and alternative investment strategies as clients demand more from funds.

Financial firms are grappling with what — and how — to tell consumers about the use of their private information.

Firms should be looking to build out a “data lake,” says the firm’s CTO.

Which is better? An SEP plan or solo 401(k)?

Simple solutions may be a better alternative to customization, says the company's CEO.

The new product will allow fintechs to expand their financial service offerings without changing providers.