Economy

The regional BD launched its 16th location in Texas — where it has scored several big hires in the past year.

“We saw a deterioration in terms of trust, reputation and credibility among all our stakeholders,“ Urs Rohner said

The agency is seeking additional information from the firms as well as competitors and advisors.

The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.

Faced with the retention risk from the RIA-only channel, firms are trying to alter their company cultures and questioning traditional approaches.

I don't need outside credentials to bolster my credibility — I have my own.

While they don't need a child to claim the earned income tax credit, the benefit's value increases based on the number of kids clients have.

The recent moves display the stakes of the competitive recruiting fight, which has led to firms like AmeriFlex seeking to give advisors greater flexibility and resources.