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Advisers "have to adapt to a new America," says TD Ameritrade Institutional President Tom Nally.
December 13
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The president-elect's nominee will help decide the fate of the department's fiduciary rule.
December 8
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The industry trade group is also calling on regulators to harmonize existing rules.
December 8
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The potential for the fiduciary rule to be scuttled by the Trump administration helped drive the decision, sources say.
December 8
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Further shifts in broker pay could be possible as the industry moves to comply with the fiduciary rule and the Department of Labor issues new guidance.
December 7
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The marketplace may be the ultimate arbiter of the regulation, say MarketCounsel conference experts.
December 7
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Anticipation of auto enrollment features is expected to change the way advisers serve their clients.
December 6
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President Dan Arnold will be tasked with managing the rollout of new digital technologies and implementing the fiduciary rule.
December 5
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