Fiduciary Rule

Advisers "have to adapt to a new America," says TD Ameritrade Institutional President Tom Nally.

The president-elect's nominee will help decide the fate of the department's fiduciary rule.

The industry trade group is also calling on regulators to harmonize existing rules.

The potential for the fiduciary rule to be scuttled by the Trump administration helped drive the decision, sources say.

Further shifts in broker pay could be possible as the industry moves to comply with the fiduciary rule and the Department of Labor issues new guidance.

The marketplace may be the ultimate arbiter of the regulation, say MarketCounsel conference experts.

Anticipation of auto enrollment features is expected to change the way advisers serve their clients.

President Dan Arnold will be tasked with managing the rollout of new digital technologies and implementing the fiduciary rule.

The firm detailed its compliance plans while acknowledging that the regulation could be changed under President-elect Trump.

There's another approach to crafting a regulation that would benefit advisers and clients, RBC Wealth Management's former CEO says.

Next week, we'll unveil our annual Top Bank Advisers. In the meantime, see how you measure up to the leading advisers in the channel.

The new administration will have two paths it can take to stop the regulation from being implemented.

A handy guide for advisers, legislators and regulators to decode the jargon used to talk about issues important to the planning profession.

The Republican's hostility to all things Obama sets the stage for dramatic departures on financial regulation.

Fiduciary rule preparation and new technology lures Integrated Financial Partners.

The fiduciary rule was an unintended gift for those who focus on income distribution planning.

The fiduciary rule was an unintended gift for those who focus on income distribution planning.

Industry firms taking a similar approach can clarify confusion for clients and stem attrition among adviser ranks.