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Hint: The sharp move higher in bond yields has not spooked stock market investors.
December 14
LPL Financial -
An arbitration panel ordered the wirehouse to settle the latest dispute stemming from client investment losses tied to the island commonwealth's massive debt crisis.
December 6 -
Here's why filing for Social Security benefits at the wrong time may mean a less fulfilling retirement.
December 5 -
"People want to chase gains," an adviser says of clients.
December 2 -
A FINRA panel ordered the wirehouse to pay damages to two former clients who invested in Puerto Rican municipal bonds and closed-end funds.
November 29 -
What Trump and rising interest rates may mean for advisers.
November 18 -
The Fed chairwoman warned of the risks attached to waiting too long before raising rates.
November 17 -
The search for low-touch mutual funds has shifted "disproportionate" client money into fixed income, an analyst says.
November 16 -
The gains in the blue-chip index happened the same day the Nasdaq 100 saw its biggest decline since September, their biggest divergence since the Internet bubble burst.
November 10 -
Officials might wait to get a sense of the fallout before making a decision on rate increases.
November 9 -
"This has caught a lot of people off guard. We're all very surprised," said Karl Goody, a private wealth manager at Shaw and Partners.
November 9 -
Here's what to watch for just before the counting of ballots begins.
November 4 -
The bank ignored fees on structured notes, and clients may have been shortchanged, a consultant says.
October 21 -
Wide adoption by global money managers and ETFs could set off a new wave of buying, according to Morningstar.
October 6 -
The funds have had the fastest growth since 2012, with nearly $100 billion of inflows, helped by record emerging-market investments.
October 4 -
If equities languish, one adviser says be more cautious on muni fixed income.
September 30
Wealth Logic -
The wirehouse has served as a major banker for the island commonwealth, which has been defaulting on a growing share of its debt and has been placed under federal financial oversight.
September 28 -
The simple analogy of a boat can help clients understand a sometimes complex investment strategy.
September 26
Ameriprise -
The argument for this investment approach looked weak in the first half of 2016.
September 19 -
Clients who turned 70 1/2 this summer have to act fast on their distributions to avoid paying a hefty penalty to the IRS. Plus, giving away stocks versus selling them.
September 16



















