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For younger investors, the current experience of "finding and investing in a mutual fund feels very broken," says co-founder of the investing app startup.
September 26 -
While the industry scores relatively low in its digital capabilities, firms that invest in technology are growing nearly twice as fast as their peers.
September 7 -
An advisor kept working with clients, and impersonated others on phone calls with Schwab, the SEC says.
September 6 -
Playing both sides of the coin may be one of the few ways to avoid getting caught by this year’s schizophrenic market.
August 31 -
UBS wades into relative-value strategies with short-term structured notes
August 9 -
To get back into investors’ good graces, funds have had to alter traits like their liquidity, fees and even their overall structure.
August 7 -
The pool of money will primarily buy investments from so-called side pockets of illiquid stocks created before 2008.
August 6 -
A younger cadre of managers led by new President Jonathan Gray is moving up.
August 3 -
The firm aims to target affluent mainland investors for the first time, while making it free of various offshore investment restrictions.
July 25 -
Rebranding efforts from Allianz’s $595 billion asset management arm are aimed at reassuring investors that stock pickers are worth the extra fees.
July 23 -
The firm allegedly hired and promoted fewer women than men and paid them less than their male counterparts.
July 6 -
The banker was accused of directing a scheme that tacked hidden fees onto billions of dollars’ worth of trades by sovereign funds and other investors.
June 27 -
Even investors who aren’t ultrawealthy may be able to avoid income taxes on their investments with “off the rack” strategies similar to the specially designed life insurance contracts sold by some financial firms to ultrahigh-net-worth clients.
June 11 -
The quant crowd is justifiably concerned by the lack of objective statistics available.
June 6 -
A fund weighted against brick-and-mortar businesses dropped 13% while the industry’s largest retail product tripled the return of the broader benchmark.
June 5 -
The Treasury is expected to sell a combined $99 billion of fixed-rate notes this week, in some of its largest offerings since 2010.
May 21 -
A gauge of developing-market currencies is near its weakest level this year as the Treasury 10-year yield climbed above 3%.
May 16 -
It’s largely hedge funds that have been bailing out while equity and bond fund managers have remained on the sidelines.
May 7 -
Discontent has been building in the mega-cap tech sector as Facebook faces growing scrutiny after the company's recent user-data controversy.
April 25 -
The private equity firm’s credit arm grew significantly with the addition of a new insurance platform and an energy investment management unit.
April 19



















