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Our exclusive interactive infographic reveals some interesting trends on the top 10 new firms and their locations.
August 22 -
The IBD aims to be a 17,000-strong firm, but not every advisor will want to join up, experts warn.
August 22 -
The nation’s largest broker-dealer must convince thousands of NPH advisors to make the transition.
August 16 -
The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.
August 16 -
The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.
August 15 -
Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
August 14 -
The company spent $77 million on technology last year, but difficult changes lie ahead.
August 14 -
The independent advisor will retain branding rights and full autonomy.
August 8 -
The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.
August 8 -
The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
August 4