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Executives from Pershing and Fidelity say smaller firms can find a home in the hybrid space.
February 5
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More than $34 billion in client assets moved into the No. 1 IBD’s fold in the first part of the acquisition.
February 2
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Headcount dropped by 413 brokers year-over-year, but productivity per FA jumped by 29%.
February 1
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Securities Service Network is entering a space usually regarded in the industry as the specialty of HD Vest and 1st Global.
January 31
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The four-member group previously generated about $2.5 million in annual revenue.
January 31
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Call it the ultimate staycation. Planners offer advice on how to work from paradise.
January 31
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Life Brokerage Financial has 80 advisors and 40 full-time staff and will join the firm next month.
January 30
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Frequent recruitment adds to the firm’s bench after stemming an outflow of talent late last year.
January 30
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The bank is removing hurdles to employee advisors switching channels among other recent initiatives.
January 30
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Parker’s candid responses to Financial Planning’s rapid-fire queries on new digital tools, sexual harassment, Social Security planning, deal-making, how (not) to talk to clients about the stock market run-up and more.
January 29
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CEO Jim Cracchiolo says the firm’s headcount is poised for growth again following a stagnant year.
January 25
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The planner wasn’t happy with the direction his former firm was pushing its advisors.
January 25
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Advisor Group set a record for its recruiting in 2017, and Securities America announced more than a dozen fourth-quarter grabs.
January 25 -
Kris Chester led two major business reorganizations in her time at Wells Fargo Bank.
January 23
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Compliance and technology hurdles have snarled firms’ efforts to address a longtime gripe.
January 22
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The combination of the three practices will establish a key fiduciary advisor in the retirement planning industry.
January 10
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The firm has appointed company veteran Doug Brigman to run the Tampa Bay complex.
January 10
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The IBD’s parent has increased its investments in advisory services while other insurers exit the space.
January 9
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The group, which oversaw approximately $300 million in client assets, joined the firm's independent broker-dealer.
January 3
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Independent Financial Group has grabbed 14 practices with 44 advisors from NPH firms since the LPL deal.
January 3
