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The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.
August 16
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The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.
August 15
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Quietly, Invesco's robo advisor has scored IBD and brokerage clients.
August 15
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Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
August 14
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The company spent $77 million on technology last year, but difficult changes lie ahead.
August 14
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The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.
August 10
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In addition to redesigning its business lines, the $48 billion firm is considering a robo, the president of its broker-dealer said.
August 8
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The independent advisor will retain branding rights and full autonomy.
August 8
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The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.
August 8
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The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
August 4
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The advisors come from a firm reported to manage over $5 billion in assets.
August 3
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A new industry snapshot highlights record firm count and AUM, while continuing steep client growth fueled in considerable part by the rise of robos.
August 2
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The IBD spent $77 million on technology upgrades in 2016.
August 2
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The nation's biggest IBD believes macro trends are ideal to boost recruiting, says LPL managing director Bill Morrissey.
August 1
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The firm is trying to show advisors how they can use LPL’s resources to “get more at-bats” with prospective clients, an executive said.
August 1
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Dan Arnold says behavioral management, automation and portfolio and planning services need to be combined to win future clients.
July 31
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CEO Dan Arnold said advisers’ uncertainty about the fiduciary rule is waning.
July 27
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"This is a challenging time for the firm with the DoL rule," CEO Paul Reilly said.
July 27
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The rule has cost the firm tens of millions of dollars in compliance and lost revenue.
July 26
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"Banks traditionally pay higher valuations, but [RIAs] should go into deals with eyes wide open," Dave DeVoe says.
July 26
