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The growing independent firm has recruited five ex-wirehouse planners since the start of the year.
March 13
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Two of its Royal Alliance firms form a $2.5 billion powerhouse.
March 8
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The firm previously shuttered a wealth management unit last year that failed to take off despite some high profile hires.
March 7
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The six-member team serves ultrahigh-net-worth investors and families.
March 6
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Wirehouse brokers and teams from Kestra and MSI Financial led the way in a flurry of hires.
February 28
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The latest developments make columnist Bob Veres wonder whether he has fallen through a wormhole.
February 27
Financial Planning -
The independent firm affiliated with Raymond James recruited six advisers for a new branch office.
February 24
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The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.
February 23
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Former head Mark Casady, new chief Dan Arnold and board member Marco Hellman each netted millions.
February 17
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The self-regulator is modifying its much-maligned process, addressing transparency and arbitrator qualifications, among other concerns.
February 10
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A new comment period would give the administration time to prepare for legal challenges anticipated after it puts a delay into place, one expert says.
February 10
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The nation's largest IBD vows to take a “proactive approach” to the fiduciary rule.
February 9
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After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.
February 7
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Most executives predict headcounts to go down over the next five years, a survey showed.
February 7
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The firm says it could delay changes it pledged to make to comply.
February 3
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Advisers reacted to President Trump's efforts to halt the regulation.
February 3
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CEO Jim Cracchiolo said the firm's efforts won't go to waste should the rule be overturned.
February 2
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The firm says it "terminated" its relationship with the large OSJ. It’s the third large split in two months.
February 1 -
Regional directors are “sorry to see Doug go," a Cetera adviser says. Tom Taylor, now COO, will take his place.
January 26
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The new recruits joined the firm's independent and employee channels.
January 25
