Industry News
Industry News
-
Discounted cash flow valuations have become popular, but untangling the formula can be challenging.
March 15 -
The deal combines two giants: the leading financial planning provider by market share with the leading TAMP by client assets.
March 15 -
The transaction means the TAMP will own software that serves tens of thousands of financial advisors.
March 14 -
The group with $175 million in client assets opted for a Ladenburg IBD they think is less likely to change hands in the future, the OSJ manager says.
March 14 -
Alternative asset managers are under pressure to broaden their offerings as institutional investors seek to make big allocations to fewer firms.
March 14 -
-
It took less than six months to hammer out the biggest bank merger in more than a decade, and the price was one of the last things discussed, according to a new federal filing.
March 12 -
Gauging the valuation of your business is a way of knowing the overall health of the firm. It can be a humbling process.
March 12 -
Still, advisors thinking of selling are urged not to procrastinate.
March 12 -
The six-IBD network lost advisors during a capital structure change, but its new majority owner says the predicted expansion is still on track.
March 7 -
The Labor Department is investigating the firm’s fee disclosures, which are also a focus of a lawsuit filed by an investor in T-Mobile USA's 401(k) plan.
March 5 -
Woodbury Financial Services has added 572 advisors with $22 billion in client assets since the fall of 2017, CEO Rick Fergesen says.
March 5 -
The firm aims to avoid disruptions for its 2,300 advisors — but the pending recapitalization comes as the space consolidates amid shrinking margins.
March 1 -
The firm has bulked up organically. But now it’s time to buy.
March 1 -
The private equity giant with a track record of taking firms public would add the IBD to its list of more than 850 investments for $73 billion worldwide.
February 25 -
The company is considering buying bolt-on units to expand in private credit, real assets and non-U.S. businesses, said PGIM CEO David Hunt.
February 22 -
The firm adds a second $1B RIA - and its family office.
February 21 -
-
Is the advisor suing his current employer — by accident?
February 20 -
The platform provider will keep its New York offices.
February 19
















