Investments

Part of the risk in any pivot to private equity is whether it would be essentially pawning what has been until recently a diamond of a business model.

The asset manager is shifting more responsibility to regional leaders.

Advisors need to be willing to take a financial hit for clients

The firm's partnership with software issuer BondLink aims to expand access to aggregated issuer data.

Name changes are coming to 94 of the firm’s long-term mutual funds.

By scrapping the $100,000 requirement, the asset allocation tool becomes accessible to all of the firm's clients.

The firm plans a 0.2% to 0.5% allocation to the products in its global and international fixed-income index portfolios.

Its premium offering will switch from an asset-based fee to a $30 monthly subscription.

As an alternative to placing restrictions on lump sum withdrawals, clients could provide retirees more distribution flexibility.

Growing fixed products, along with new fee-only offerings, are changing the shelf and the carrier rankings.

Data reported by the Investment Company Institute.

Direxion’s Rob Nestor and David Mazza weigh in on hiring and compensation strategies, ETF space developments and the rise of robos.

The question may not be if tech giants will become a force in wealth management — but what can possibly stop them?

The New York-based firm has secured over $62 million in equity funding since its founding in 2014.

“Just like equities, last year was a volatile year and the fourth quarter of 2018 did a number on the returns of risk assets,” an expert says.

In the last five years, the universe of sustainable funds has increased almost 70% to $760 billion in European and U.S. mutual funds and ETFs.

Frequent communications with clients, candor and reassurance will increase a firm’s credibility and attract new business.

The regulator is going back to some of the firms that voluntarily settled, requesting information on revenue sharing.

The drop in wealth was equivalent to the GDP of Italy.

While a broad-market stock ETF generates fees of as little as 20 cents for every $1,000 invested, AI products range from $1.80 to $8.