Investments

A civil filing by an IBD seeks damages for firms and reps “who devoted significant time and resources to building a book of business,” an attorney says.

Eight tech tools planners can use to transform their practice.

The years between 60 and 70 present a great opportunity for seniors to make financial moves to protect their retirement savings.

Both already use the fintech company’s technology to market their products to advisors.

“I admit I’m nervous about how our clients will react,” AQR's Cliff Asness wrote following the worst run in global equities in six years.

The 4,300-advisor network is investing in insurance distribution after benefiting from rising interest rates and record client assets.

The market can't go up indefinitely, says Facet Wealth CEO Anders Jones, who predicts RIAs looking to fund growth-by-acquisition might find themselves cut off.

Sentieo is a financial research platform that allows analysts to do financial research, annotate documents and collaborate with colleagues all within the same software.

Can smart speakers meet the level of sophistication and security needed for wealth management?

The good times in munis aren’t likely to last as the Fed’s push to boost interest rates will hamper future results, an expert says.

Despite the IBD converting much of its technology, HD Vest's COO says the process has been less painful because its planners are supportive of the changes.

When leaving heirlooms and other illiquid assets to loved ones, seniors should allow the heirs to inherit the items instead of liquidating them

The sector historically has been “resilient to economic downturns,” ProShares wrote in the new fund’s prospectus.

Clients should turn to their own timeline before making any changes to their portfolio during a market correction.

The new factor-based products will extend the manager’s focus on data-driven investing.

Being a fiduciary isn’t enough anymore, says BlackRock’s Hollie Fagan. At the same time, firms are losing specialized talent to retirement. Here’s the best way for them to stay relevant and profitable.

A multi-year reorganization of the firm has lowered head count by more than a quarter but boosted productivity by nearly a half.

A total of 86 publicly traded companies approved new repurchase plans so far this year. That’s nearly twice as many as all of 2017.

The financial system is safer than it was 10 years ago, says John Taft, vice chairman of Baird. But there are still risks lurking unseen in areas like ETFs,

Working longer and delaying Social Security are some of the ways they can boost their savings after losing a large portion of retirement assets.