-
Funds that experienced poor performance and registered investment companies with little management experience are among those that may be under scrutiny.
March 13Alaric Compliance Services -
The products exceeded their previous monthly flows record by nearly 30%.
February 2 -
The regulator asked sponsors to hold off on registering funds investing in the currencies. Here’s why.
January 26Cipperman Compliance Services -
Liquidity and valuation are the regulator’s key areas of concern.
January 10 -
More than 15 similar products have been proposed since 2013. Some applications were withdrawn. Others are in purgatory.
December 20 -
Analysts are worried that flows to passive funds may create lockstep moves between shares, distorting the market.
November 29 -
The strategy could provide lifelong cash flow by trimming longevity risk.
November 28 -
Institutions are regularly compiling large amounts of data in their quest for enhanced disclosure, an expert writes.
October 30Confluence -
Oct. 9: High distribution cost is just one obstacle managers face when delivering on innovation, says Flat Rock CEO Robert Grunewald.
October 6 -
More than 80% of the richest clients want big asset growth later in life, according to a new UBS survey.
August 2