Recruiting

The new recruits cited their new employer’s technology platform as motivation for making the career change.

The new additions help offset some recent departures at the wirehouse.

The independent broker-dealers big enough to serve the most financial advisors enjoy advantages but face distinct challenges.

The wirehouse added a pair of veteran advisors from its rival after picking up several new hires in recent weeks.

The Minnesota-based Falldin-Mattson Group was previously at Morgan Stanley.

It will be the largest bank channel team at the IBD, with its former clearing house Pershing taking a hit.

An all-woman team joined the firm in Miami while a branch manager is installed in a new Northern California office.

Procyon Partners, which caters to UHNW clients and retirement plans, had a rocky separation from the same former firm.

The latest roundup of 32 IBD affiliation moves, M&A deals and expert studies reveals the mixed impact of the coronavirus.

Three of the quartet join the South Dakota office, while the fourth is in Washington state.