Recruiting
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The firm aims for a bigger foothold in a competitive sector with new offerings around tech, service, advisory programs and practice management.
May 23 -
While the wirehouse has suffered from advisor attrition, the regional BD has grown its brokerage ranks.
May 22 -
CEO Dan Arnold presented details of the firm's mounting ambition after announcing the acquisition of a brokerage and RIA with $3 billion in client assets.
May 22 -
The IBD last recruited a practice from Cetera in October.
May 22 -
The firm has a particular focus on female clients and empowering women to better control their finances.
May 22 -
The firm has its origins as a family office founded by John D. Rockefeller in 1882.
May 21 -
Several of the firm’s new hires are industry veterans with more than 30 years of industry experience.
May 20 -
Richard Fuld's Matrix Private Capital Group has both asset and wealth management operations.
May 20 -
The win follows a first-quarter report showing it grew its ranks 3.4% over the prior year.
May 16 -
The regional BD has approximately 1,800 advisors.
May 14 -
The advisors are the latest in a string to jump from a wirehouse to a regional BD.
May 14 -
The IBD network has an inside edge for ensuring advisors are ready if equities suffer a sustained fall, according to its president, Adam Antoniades.
May 14 -
The pickup adds to the platform service provider’s hot streak.
May 13 -
Advisors from rivals Merrill and Wells Fargo will join the firm. “Our recruiting pipeline is robust," an executive says.
May 10 -
The five advisors with $180 million in AUM opted to bolt for the firm launched by a practice once affiliated with Triad Advisors.
May 10 -
Advisor Group unveiled the prize-winning speech on the topic — along with eight new recruits to its IBDs — at its annual W Forum.
May 9 -
The RIA practice with $575 million in AUM joined four teams of similar size who have signed on in the past year.
May 8 -
Under a FINRA proposal, firms with histories of misconduct would be required to set aside funds for anticipated arbitration awards.
May 6 -
Two factors are prompting an upsurge in career changes.
May 6 -
The list includes the biggest wirehouse breakaway team in the past five years.
May 6
