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He’s the latest broker to leave a wirehouse for a regional BD.
February 6
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Raymond James's culture and "access to leadership" were among motivators advisors cited for their moves.
February 4
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The firm’s efforts to attract talent away from rivals boosted headcount by a net 57 advisors in 2018.
February 1
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The firm suffered from market volatility in the fourth quarter.
January 31
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The firm’s hot recruiting streak continues into 2019.
January 29
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An uptick in retirements dampened the firm’s efforts to expand its brokerage ranks.
January 24 -
The firm’s new leader Penny Pennington tapped managers, one a longtime veteran of the firm, for the executive committee.
January 23
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The advisors had been with RBC their entire careers.
January 23
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The regional BD’s new advisors managed a total of $225 million in assets at Wells Fargo and Merrill Lynch.
January 22
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The regional BD started its 2019 recruiting year with a bang.
January 22
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The regional BD has been on a red-hot recruiting streak.
January 18
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The firm’s newest recruits come from Merrill Lynch and Wells Fargo.
January 14
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The broker-dealer filed a motion requesting that Jason Kirkland’s lawyer not be allowed to represent him in court.
January 10
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This is the first career move by Angie Messer and Greg Rust, who worked at the regional BD for 10 and 27 years, respectively.
January 10
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The regional brokerage isn’t slowing down its recruiting efforts.
December 28
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The advisors joined the firm’s employee and independent broker-dealer units.
December 24
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The firm has recruited 22% more advisors in 2018 than the year-ago period.
December 20
