-
The firm's newest recruits generated $3.6 million in annual revenue.
August 30
-
Planners who are agile enough can easily decide on what's best for them: switching to wirehouses, other large brokerages or going independent. Also, moving quickly may help them land the best deals, says a recruiting consultant.
August 29
-
Plus, Benjamin F. Edwards and Ameriprise each add recruits with more than $600M in combined AUM, and Morgan loses a $500M group.
August 22
-
Profits and revenues are down for all but one of the brokerages.
August 16
-
The regulator sanctioned the brokerage firm for supervisory failures that stretched over a nearly two year period.
August 15
-
WealthSource Partners joins regional broker-deal’s Investment Advisors Division.
August 8
-
The regional brokerage firm also said it recruited three advisers overseeing more than $150 million in client assets.
August 8 -
The regional broker landed three recruits from First Allied Securities, Edward Jones and U.S. Bank.
August 3
-
Also, Dynasty lured teams managing nearly $1 billion in client assets to independence.
August 2
-
No financial solution can gain momentum without the collaboration of technology and human capital. But robos are only one small part of this equation.
July 27
Jefferson National -
The regional BD also recruited a complex manager from J.P. Morgan.
July 26
-
"We are not going to have a separate robo adviser that would disintermediate our existing advisers," says CEO Paul Reilly.
July 21
-
Headcount at the fast-growing firm was up 327 year-over-year.
July 20
-
Advisers join the regional broker-dealer from Wells Fargo and Charles Schwab.
July 11 -
The largest recruits managed more than $17 billion in client assets.
July 11
-
The regional firm also says it recruited a junior Merrill adviser overseeing $39 million in client assets.
July 7
-
The firm bought the unit, which has over 600 advisers, as part of a $150 million acquisition deal to boost its overall broker ranks.
June 27
-
Some call it 'relentless,' but scouting for the best candidates has resulted in a better array of services from the industry's top firms, says leading recruiter Mark Elzweig.
June 22
Mark Elzweig Co. -
Three industry veterans – one with more than four decades of experience – oversaw more than $205 million in client assets, according to Raymond James.
June 20
-
The Gryphon Group generated $1.3 million in production before leaving the wirehouse.
June 13
