Claiming above-the-line tax write-offs doubles the standard deduction.

The regulator found the firm was deficient on capital requirements and, on 84 occasions, did not accurately calculate its customer reserve requirements.

What some clients tried to claim on their tax returns shows they often don't know much about accounting.

From emerging technologies to new regulatory scrutiny, Aite Group analysts expect to see many firms redefine their business models in 2018.

Entrepreneurs who suffer continuous losses could find their work classified as a hobby by the IRS.

The stolen funds allegedly went to pay for college expenses and credit card bills, according to federal prosecutors.

Texas securities watchdog derided the advisor for not considering the costs associated with an equity trading strategy he employed for certain clients.

Securities Service Network is entering a space usually regarded in the industry as the specialty of HD Vest and 1st Global.

Industry leaders see an opportunity to reshape debates that determine wealth management's future.

The stolen funds went to pay for his daughter’s college expenses and to reimburse other clients, according to federal prosecutors.

What do they bring to the table? Lobbying clout, alternative fee structures and technical expertise are just part of the equation.

The two declined to cooperate with investigations into allegations that they engaged in undisclosed outside business ventures.

Bonus depreciation, Section 179, interest and loss limitations — what does it all mean?

Clients may consider changing their business structure under the new law.

Despite questions about the hastily cobbled legislation, there's some consensus as to what advisors and their clients can do now to avoid unpleasant surprises.

Parker’s candid responses to Financial Planning’s rapid-fire queries on new digital tools, sexual harassment, Social Security planning, deal-making, how (not) to talk to clients about the stock market run-up and more.

The regulator asked sponsors to hold off on registering funds investing in the currencies. Here’s why.

CEO Jim Cracchiolo says the firm’s headcount is poised for growth again following a stagnant year.

Some guidance is in order to make sure encountering the revised SEC document for the first time goes smoothly.

The former Edward Jones broker wanted to get back at his competitor for stealing a client.