When disaster struck, Titus Wealth Management used one tool to find all affected clients in 15 minutes.

The firm will now directly link to Acorns, following its roughly $30 million investment in the microinvesting app.

Wholesalers have taken a new tack for a group leery of sales calls, regulation and litigation.

After building an empire on passive funds, the world’s largest asset manager is readying a suite of actively managed funds.

There's an opportunity for the industry to better protect sensitive client data, said Orion CEO Eric Clarke.

Michael Lewis calls it a "pump-and-dump" scheme. Liz Ann Sonders says it's "the next kale." Should clients invest in cryptocurrencies?

Most of the barriers protecting wealth management from tech competitors have been chipped away, executives say.

Nov. 20: Security, ease of workflow and the ability to work across platforms are key features RIAs demand.

Plans from S&P and MSCI to recategorize internet and media stocks would blend some of the year’s best-performing equities with the worst.

AI, HSAs, commissions and cybersecurity are top of mind for advisors attending at the firm’s annual Impact conference. The CEO makes his predictions.

Like lagging retail giants, wealth management firms risk ruin by failing to recognize changing customer expectations or by squandering the opportunity to evolve their business model.

Exchanges are required to begin feeding trading data into the Consolidated Audit Trail on Wednesday.

Chairman Jay Clayton and top SEC brass are putting advisors on notice. The regulator is drilling down on investor protections, while warning firms on cybersecurity and AML compliance.

The breach follows other developments that have made offshore planning methods less attractive.

AdvicePay from Alan Moore and Michael Kitces is aimed at streamlining payments to advisors.

Following in the footsteps of Chase, Wells Fargo and others, Fidelity is launching an application programming interface to let third-party apps access customer data — as long as the customers grant permission.

The NSA, Equifax and the SEC were all breached. Financial advisors of all sizes are fair game, too, says Wes Stillman.

Nov. 13: Planners behind the curve may lose out on productivity and quality of service offered to clients.

Smaller and midsized firms typically have fewer resources, limiting the time available to complete annual examinations of their policies and procedures.