Wealth management

As retirement horizons grow, the rich are less willing to focus on generational wealth transfers.

Since joining the firm more than a decade ago, Kristen Capuano says her team has grown five-fold and now "handles all of our performance reporting.”

The firm hopes the changes reflect its image as a “powerful, innovative and unified provider” of investment products, according to co-CEO Nico Marais.

Shoehorning them into certain categories can lead to bias and crimp firm growth.

CEO Walt Bettinger says advisors tell him they aren’t worried about the new pricing model.

The switch is the latest in a series of billion-dollar moves so far this year.

These 10 leaders have a lot to say about how women have advanced in the industry over the years.

The 11-person team, which was assisted by Dynasty Financial Partners, was attracted by the raft of technology options in the independent space.

When financial emergencies compel early withdrawals from clients' retirement accounts, they face income tax and often an additional 10% penalty.

The updates include access to the ultrahigh-net-worth portfolio management and customer relationship management systems.

This year’s winners — including co-founders, managing directors and presidents — have a lot to say about how women have advanced in the industry.

The allegation was laid out in an SEC order, which hit a U.S. unit of the firm with a $500,000 penalty.

The move will merge capital-markets teams across wealth management and the investment bank in the U.S.

"High-achieving" advisors on social media can increase assets by 10%.

The slowing is part of an overall industry slowdown that experts don’t think will last.

As smaller firms flourish, a less sophisticated approach may become more attractive.

Despite ongoing consolidation among investment management platforms, the fintech's chief executive says there's plenty of space to serve advisors who have clients with complex needs.

Is there a lesson for other advisors considering a career change?

The $22 billion RIA makes its sixth deal of the year in a red-hot market.

Promising its tech will provide more features than any target date fund, the investment research giant makes a play for the advisor-managed account market.