Wealth management

The Overland Park, Kansas firm's latest acquisition comes right off its deal to buy Goldman Sachs' Personal Financial Management unit this quarter.

FINRA booted Scott Reed from the industry after he went outside his firm to raise money for a software and web development firm.

Align Wealth joined the $250 billion RIA, retirement plan and robo-advisor firm as M&A becomes "a key component" of its growth, the firm's CFO told FP.

A new report on wealthy Americans' philanthropic activities shows where advisors can help women and younger investors with giving back.

Employees are still struggling with their financial obligations, and less than half feel good about their financial situation.

The Wall Street giant's private bank contends it had advised the plaintiffs against concentrating their money in risky investments.

Zenith Wealth Partners will collaborate on regional impact investments with two local nonprofits, highlighting how financial advisors are leading innovations in the field.

The bank team was seeking a place to support its growth in providing boutique 'concierge' services, while maintaining autonomy.

Investing in AI, working in lockstep with sales and keeping finance execs onboard will fuel profitable growth in the long term.

Citigroup will pay almost $2 million to settle SEC allegation that two of the bank's brokerages recommended trades to customers without appropriately mailing disclosures to them.

New FPA and eMoney research finds that financial planners who actively integrate a client portal into their practices have better client outcomes, including reduced financial anxiety and increased loyalty and trust.

The former employee is accused of shuffling information to two friends.

Financial Planning's staff has compiled 84 songs that we believe speak to the souls of advisors.

The president of Kestra Financial spoke with FP about the power of using relationships to help recruit big talent, and how the firm differentiates on the talent market.

It's the latest instance of a wealth management group leaving the Swiss banking giant.

Former SEC lawyers say regulators are now likely going through their cases and deciding which are emergencies worth pursuing even if the agency's staffing is severely reduced.

The irrevocable instrument has gained popularity among couples but should not be entered into lightly.

A wealth manager in Cincinnati has little room for new clients, especially one with few assets to manage. Can he turn him down?

The appointment comes amid the organization's push for 'title protection' for financial planners.

These 10 firms are driving the ongoing shift in the industry to fiduciary advice and away from sales commissions.