Wealth management

Shannon Kennedy will lead a global expansion of the unit, with a team of more than 200 people.

The SEC clarifies what's permissible under the new regulations, the latest sign of the confusion it created in the advisory industry.

The St. Louis-based firm is looking to hire advisors from wirehouses, says head of recruitment John Pierce.

Of the 468 hedge funds that used Goldman Sachs’ prime brokerage services in the past decade, half have shuttered.

Unconflicted enforcement of the new code requires monetary investment from certificants.

Just like in the early robo days, sustainability is a real concern for digital platforms.

Advisors can’t underestimate the emotional toll an exit can impose.

Former All-Star Tony Parker, newly hired by a planning firm, and top wealth managers offer new pros free financial advice.

The app allows wealthy investors to get quick answers to complex questions, CEO Eric Poirier says.

The client relationship should be the sole focus of new technologies, says the firm’s chief operating officer.

Think social media and T-shirts: RIAs should swap “fee only” for “commission free” to draw a stark contrast between themselves and brokers, experts say.

Sanctuary Wealth firms now have over $10 billion in client assets.

Well over half say they would back Sen. Elizabeth Warren’s plan to tax those with more than $50 million in assets, a survey finds.

A team of Bank of America specialists help the superrich diversify with farms, ranches and other alternative investments.

Especially for couples in which one spouse retires early, savvy planning can translate into thousands of dollars in Social Security benefits.

How to know when you’ve reached that just-right size.

The “materiality of risks with not considering" the strategy is the primary consideration for its implementation, a UBS survey finds.

New contracts reached a 10-year high as key stakeholders praised a bill before the U.S. Senate which could expand the products to more 401(k) plans.

The largest increases came from the only firms in the sector reporting jumps of at least 20% or more in 2018.

Early planning for potential tax hikes is key.