Wealth management

Early planning for potential tax hikes is key.

Among other changes, the bank lowered its minimum investment.

The recruits include a 37-year industry veteran who co-managed $240 million in client assets.

Revisiting his predictions from 2017, he doubles down on the importance of firms adapting to embrace industry trends — and offers some new forecasts.

Advisors will find the lowest, near-zero fund. Do they read the fine print?

Two teams with $344 million in total AUM are tasked with expanding the firm’s presence in Mexico and South America.

As robos take over investment management tasks and younger clients demand more services, advisors need to reimagine what they offer.

More than 25% of the products were sold with shorter or static maturities in the first quarter, compared with only 10% for the same period last year.

Wealthy clients certainly expect more of their advisors — but technology won't do the job on its own.

The losers “offer exposure to extremely narrow and volatile segments of the market,” an expert says.

The firm hopes to follow advisors' lead on what's best for their business in its outsourced advisory models, says CIO Burt White.

The regulator disclosed a transformative rule change, sparking outrage among fiduciary advocates and some advisors.

Fee pressure and improvements in data and analytics are among the leading issues the industry faces today, executives say.

The barriers for firms to enter into multiple financial services has dropped significantly and digital advisory firms are taking advantage.

The rule can only be effective if the investing public accurately understands its implications, says the firms’ chief platform officer.

Each of these funds has its own way of adding high-octane assets into clients' portfolios.

Bonds were sold to build a development with a water park and Venice-style bridges. Now a Florida community is going bankrupt.

Brokers “have become accustomed to this kind of deal structure,” COO Ed Swenson says.

Players on both sides of the fence are being forced to rethink past practices.

Following two recent mega-mergers in the bullion space, the fight to secure dominance is intensifying.