Wealth management

'Know which problems you are trying to solve,' says InlVest speaker Kabir Sethi.

Bob Oros is a leading candidate to head the RIA, but he, or any other successor, will be under “super pressure” from the firm’s owners.

Recently, higher interest rates and stock market volatility have undermined gains.

The company's head count has expanded by 43 advisors in the past year.

The advisors retained from shuttering Broker Dealer Financial Services will add more than 80 advisors now able to tap into the buying firm’s offerings.

Some were unable to access the firm’s website while the S&P 500 experienced its worst decline in nine months.

Concerns include preparing for SEC reporting rules and modernizing operational infrastructure to address evolving markets.

Concerns include preparing for new SEC reporting rules and modernizing operational infrastructure.

The New York aggregator’s performance to date “will make it easier for other RIAs to go public,” says industry analyst Chip Roame.

Eight tech tools planners can use to transform their practice.

The regional BD continues to benefit from the ongoing stream departing the wirehouse.

Commonwealth Financial Network is helping advisors convert to full RIA status and, in the opinion of advisors and executives, shedding its traditional label.

Competitive pressures from the industry’s smaller players are changing the wirehouse playbook.

From working with children to spreading financial literacy, here’s how advisors are donating their time and money this holiday season.

The anxiety is real — and so are the expenses — but the situation might not be as bad as some imagine.

Know a great young advisor? Now’s your chance to nominate them for the annual On Wall Street rankings.

Both already use the fintech company’s technology to market their products to advisors.

“I admit I’m nervous about how our clients will react,” AQR's Cliff Asness wrote following the worst run in global equities in six years.

New COO is pitching firm’s name, platform — and capital.

The business could fetch as much as $1 billion, sources say.