Wealth management

The organizers of the XY Planning Network want their RIA event to be a family affair unlike any other in the industry.

Advanced analytics is helping generate alpha, experts say.

While the IBD advocacy organization supports the proposal’s approach, key questions loom over the timeline and makeup of the potential regulation.

Those concerned about financial shortfalls in old age may want to consider selling their whole life policy. Here's how advisors can help.

The startups competing at XY Planning Network's fintech competition say they're solving RIA practice concerns that the industry has failed to address.

More than half of the broker-dealer’s new hires come from Wells Fargo.

Men dominate the largest financial institutions and the situation is even worse at family offices.

Zoe Financial wants to create an elite network that brings together high-net-worth clients and thoroughly vetted RIAs, says CEO Andres Garcia-Amaya.

NAPFA’s chairman sees an “untapped market” opening up.

Establishing personal key performance indicators is vital, planners say at XY Planning Network conference.

Family offices saw a growth in returns last year fueled by soaring stock markets and private equity.

The advisors also reject the wirehouse’s claims they violated non-solicitation agreements.

A team of four women is moving to LPL in pursuit of what they say is a less difficult, lower-fee alternative.

The effective tax rate on qualified dividends for those in the highest income tax bracket fell.

Under SEC rules, an advisor was statutorily disqualified after driving under the influence. Can he ever register with a brokerage again?

Some senior clients might consider buying a quality supplemental insurance plan, according to a Morningstar expert.

Most apps and automated investing from firms should be understood as sales efforts; private equity is backing tech to replace advisors.

The net outflows are staggering, but recent studies show the relationship is far more nuanced.

Advisor Gary Hirschberg already has plans to expand his young firm.

Private Ocean – Mosaic combination brings software expertise to financial advice battleground