Wealth management

An ETF expert suggests active management is the key to success in the current environment.

At least $20 trillion of new financial wealth will be created over the next five years.

The side effect of index reconstitution is well documented.

Advisors recommended that clients sell positions in complex structured products to rack up fees, says the regulator.

While Raymond James and Stifel are on hiring sprees, Wells Fargo is still losing talent.

Scrutinizing recent performance isn’t a recipe for long-term investment success.

In light of recent losses, risk models will tell managers to cut their exposure to the factor, which could cause a systematic sell-off.

Can an RIA take the first bite of the apple when it comes to a dually registered rep’s brokerage commissions?

The service offers some do’s and don’ts for taxpayers who get a frightening envelope.

It's not easy to talk about health and sickness with clients, but advisors must explain the options.

The wirehouse's latest initiative is effectively a way for the firm to circumvent the protocol without actually getting out of it.

The app also allows clients to use the Zelle person-to-person payments service.

Parents feel an uncontrollable urge to help their kids, no matter the cost to themselves. Here’s how advisors can help.

The regional firm's new additions consist of two veteran advisors from Wells Fargo and a father-daughter duo from Merrill Lynch.

Technology advancements aside, navigating the new regulatory requirements still takes work.

Since the bottom of the housing market in 2012, home prices have increased 75% but wages have only increased 13%.

Drop that Excel spreadsheet. Here’s why your business plan should fit on just one page ... in Word.

A widower wanting to claim at 64 learned he’d have to wait until full retirement age before he’d start receiving benefits.

Helping clients navigate life choices is critical for differentiation.

A frenzied M&A market means owners are getting full payment for acquired firms sooner.