Wealth management

If you are going to charge a fee above a few basis points, you have to demonstrate your ability to deliver a unique market exposure.

State administrators find reason for scrutiny in advisors’ increasing use of flat fees.

Advisors with clients opting to stay in more expensive states need to be prepared to help them with those costs.

The team marks at least the second to opt for a smaller IBD over the nation’s largest.

The TAMP and third-party money manager for 95 advisors launched an SMA thanks to the transition.

In price wars wars, the firm bolts ahead in the race to zero by nearly tripling its roster of commission-free funds.

The company also said that its advisor ranks are growing.

IHT Wealth Management now has $2.4 billion in client assets.

The Arizona-based firm serves as a super OSJ, supporting advisors who work for 13 affiliated credit unions as either employees or independent financial advisors.

Clients are looking to be reassured about the security of their data.

The move marks the latest in a frenzied period one recruiter describes as “a feast.”

Independent firms need capital, but some top executives question private equity's benefits.

As the Dow tops 23,000, remember the largest percentage drop in history.

As a result of CEO James Gorman’s strategic moves, the firm earns the biggest share of revenue from wealth management of the six biggest U.S. lenders.

Seasoned veterans are concerned there won't be capable successors to take over their books of business, insiders say.

Don’t ignore the costs and time of getting new business.

With strong returns and affinity among younger clients, one advisor has gone as far as to mandate the strategy.

Artificial intelligence will impact every aspect of RIA practice, from the front-end to the back office.

Offering a prepaid, monitored debit card gives True Link an edge in elderly retirement advice space.

The move continues the wirehouse's transformation under Tom Naratil, president of UBS Wealth Management Americas.