Wealth management

Chief executive Jay Shah says a public offering will happen, "when the time is right."

Advisors are responding to growing interest from clients to track and even trade the digital coins.

The recruits are a boost to the growing regional firm's footprint.

Ex-Merrill Lynch brokers are joining the firm as it looks to grow in the Northeast.

An acquisition may pivot on making sure the RIA's nearly 200 advisors stick around after a deal closes.

As RIAs and regulations reshape the industry, the concern is real, a new Cerulli report says.

Regulators want advisors' social media addresses to help them identify audit targets, one expert says.

The right debt strategy can help clients make better decisions with capital allocations.

While coping with the killing of a beloved colleague, EFS Advisors scrambles to protect his clients.

Let wealth planning, CRM and portfolio rebalancing software do the grunt work.

The change could alleviate firms’ recruiting worries that they must pay trainees to spend the first few months studying.

"If you think you are going to get paid for what technology can do, think again."

Most retirees said they adapted to their situation of having limited retirement income and they have had few regrets, according to a survey.

Stock Protection Funds could mitigate single-stock risk, but are they worth the fees?

There has to be a better measure to use in ranking the performance of a planning firm relative to its peers.

The next generation of clients cares less about the sanctity of marriage and more about its financial implications, an expert says.

Jay Shah says digital platforms will be judged on the quality of advisors they keep.

It's a draining process for clients, but financial planners can provide real support.

Independent and regional firms have been maintaining strong appeal with new recruits.

To connect with prospective clients, an advisor tried offering presentations and lectures. He found what was looking for — and more — when he went back to school.