Wealth management

Having credible, thoughtful answers to clients’ questions is essential to truly meeting a fiduciary standard of care.

The U.S. Private Equity Access Fund Platform includes 33 offerings and more than 7,000 domestic and international investors.

The performance is different depending on the index provider used.

The practice left its BD less than a year after John Hancock acquired Transamerica Financial Advisors.

The husband-and-wife team say their new employer reminded them of their first firm, Smith Barney.

In the wake of cyberattacks at Equifax and EDGAR, SEC Chairman Jay Clayton makes an unusually lengthy statement appealing for RIAs to bolster security.

Derek Burke discussed the Advisor Group firm’s upcoming digital offering and his top priorities.

Asset allocation is the glue that connects and aligns an investor’s goals and strategies.

Germany’s largest bank plans to focus on on markets such as Hong Kong, Singapore and the U.S.

The advisor allegedly tried to help keep a penny stock's price above $2 per share, amassing nearly 630,000 shares himself.

The regional firm's new hires joined from FSC Securities, Morgan Stanley and Wells Fargo.

The impact of a possible stock market decline, benefits of firm size and the breakaway phenomenon were debated at the Deals & Deal Makers conference.

The retirement powerhouse has made six deals so far this year, most recently acquiring Davidson & Garrard with $685 million in AUM.

The advisors joined existing practices within the bank's independent broker-dealer arm.

Doing homework and knowing how to enter and how to exit are essential.

There are several steps advisors can take to ensure their practices benefit from technology investments.

Nearly 17 million investors will use the technology by 2021, a rise of 1.8 million compared to last year, Aite says.

Armed with private equity capital, Carson Group rebrands and will become an aggressive M&A player, outsource provider and breakaway recruiter.

Advisors' best strategies for dealing with college loans.

An internal memo shows tight deadlines for half the brokers the IBD hopes to retain after the deal.